An Anti-Financial Crime Policy is an internal document that sets out the overarching approach to to combatting financial crime within an organisation. This will commonly include the approaches to preventing money laundering, sanctions breaches, bribery & corruption, fraud, and tax evasion.
This Anti-Financial Crime Policy template is provided in Word format over 10 pages and 2,681 words. Elements in [square brackets] require editing to make it specific to your organisation.
Design is based on financial services organisations globally, aligning to FATF, and covers the following aspects:
1. Policy Statement
2. Scope
3. Minimum Standards
3.1 Financial Crime
3.2 Anti-Money Laundering and Counter-Terrorist Financing
3.3 Sanctions
3.4 Anti-Bribery and Corruption
3.5 Anti-Tax Evasion
3.6 Anti-Fraud
3.7 Anti-Slavery
3.8 Due Diligence
3.9 Whistleblowing
3.10 Investigations
3.11 Suspicious Activity Reporting
4. Governance
4.1 Roles and Responsibilities
4.2 Training and Communication
4.3 Compliance Monitoring and Review
4.4 Reporting and MI
4.5 Escalations
5. Records and Retention
6. Contacts